Compliance Manager

Job Description

My client, an ambitious & growing financial services firm, known for their inclusive & supportive culture, are looking to appoint a dynamic & solutions-oriented Compliance professional to provide effective compliance services across the business.

Reporting to the Compliance Director, the role will support the design & delivery of a broad range of 2nd line Compliance activities - providing effective advice & consultancy to key stakeholders across the business whilst contributing to business strategy & operations.

This includes:

• Undertaking monitoring & assurance activities
• Advising Channel Heads on control enhancements, actions & solutions
• Collaborate & influence senior leaders on balancing commercial objectives with their regulatory obligations
• Support with FCA regulatory visits and thematic reviews

This is an exciting opportunity for someone looking to progress and develop their Compliance career within an experienced and supportive team, with excellent exposure to key stakeholders and the senior leadership team.

The ideal candidate will have worked in a Financial Services business in a 2nd Line role; have working knowledge of FCA handbooks; be an effective, articulate communicator with the ability to engage and influence; demonstrate an eagerness to learn, progress and develop their knowledge; possess the ability to operate independently and as part of a team.