Compliance Manager

Job Description

Our client is a specialist hedge fund, HQ'd in London. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London.

Reporting into the Chief Compliance Officer, the Compliance Manager will be expected to perform a broad generalised compliance role, with an emphasis on Surveillance tasks.

Duties will include:

• Surveillance monitoring for best execution, market abuse and market manipulation
• Monitoring the firms shareholder disclosures responsibilities
• Develop and maintain the compliance monitoring programme
• Provide regulatory advice to senior stakeholders
• Conduct thematic reviews
• Maintain, update and implement compliance policies and procedures

The ideal candidate will have:

• 5-7+ years compliance experience, ideally within a hedge fund or investment manager
• Strong understanding of surveillance, ideally within equities
• Generalist compliance experience