Compliance Manager/Paraplanner

Compliance Officer/Paraplanner – Financial Services



Location: Ferndown (Hybrid or Fully Remote Options Available)

Hours: Part-Time – Flexible to Fit Around Family Life

Salary: £35,000 - £45,000 (Depending on Experience)

Reporting To: Senior Partner



About Us:



Join a highly regarded financial services firm in Ferndown, offering an exciting opportunity for a skilled Compliance Officer/Paraplanner who values flexibility and work-life balance. We understand the importance of balancing career and family, and we're committed to providing a supportive environment that adapts to your needs.



Why You’ll Love This Role:



* Flexible Work Options: Choose between hybrid or fully remote work to suit your lifestyle.



* Family-Friendly Hours: Enjoy a part-time schedule that fits around family commitments.



* Supportive Environment: Work with a dedicated team and receive mentoring from experienced professionals.



Key Responsibilities:



Compliance:



* Oversee Compliance: Manage daily compliance functions and ensure regulatory standards are met.



* Regulatory Updates: Keep up-to-date with FCA regulations and update company policies as needed.



* Training & Support: Conduct training sessions and provide mentorship to advisors.



* Audit Management: Confidently manage external compliance audits.



Paraplanning:



* Client Reviews: Produce annual or semi-annual reviews of client investments and pensions for advisor use, including performance and allocation reviews, risk assessments, and cashflow forecasting.



* Suitability Reports: Write detailed reports for pensions, investments, and protection advice, including new plans and adjustments.



* Research: Conduct thorough research for new pension and investment plans, including product features, underlying investments, and wrapper allocation.



* Data Analysis: Use tools like FE Analytics, Defaqto Engage, Adviser Asset, and CashCalc (training provided if needed).



What We’re Looking For:



* Experience: Previous experience as a Compliance Officer or Paraplanner is essential.



* Flexibility: Ability to work part-time and adapt to a flexible schedule.



* Level 4 Diploma in Financial Planning



* Skills: Strong compliance and paraplanning skills, with proficiency in relevant tools (or willingness to learn).



Join Us and Make an Impact!



If you're looking for a role that offers both career growth and work-life balance, apply today to become a key player in our dynamic team